Regulatory record Regulatory order

Statewide Escrow unauthorized trust-to-general transfers and license revocation — Regulatory record

Los Angeles, California · SOCEF-0021

Court / region: Los Angeles
Case number: SOCEF-0021
Filed: July 23, 2025
Source system: California DFPI
Procedural posture: Regulatory order
Strongest reviewed source: Public source record
Allegation / finding status: Unknown / needs review
Disposition: Regulatory order
Last posture checked: 2026-05-30
Reviewed: 2026-05-30

Why this is included

Teaches an escrow file-review pattern from a public regulatory or court record.

Summary

The cited regulatory order describes regulatory order barring and license revocation. The extracted workflow issue is 148 unauthorized transfers by wire transfer and counter checks from trust account to general account causing trust-account shortage.

Topics

Disbursement Authorization·Wire Instructions

Public source links

Primary source Supporting source

File-record question

What the reviewed record suggests the file later needed to show:

Trust-account control evidence, authorization trail, reconciliation/shortage evidence, reporting timing, and custody decision.

What this record does not show

This reviewed record does not show a court finding that any company or person did anything wrong. The strongest reviewed source is a public source record; agency action is not a criminal conviction and may not resolve underlying disputed facts.

Limit: Regulatory order or agency record; not a court judgment. Read the primary source.

Escrow Cases organizes reviewed public court records and links to source records. Court filings may contain allegations. This site does not certify, rank, accuse, recommend, verify, insure, or conclude that any company or person did anything wrong. Read the source record.